We’ve built our team specifically for the unique needs of our clients.
Wealth Management Solutions is a Registered Investment Adviser* (RIA) that offers fee-based and broker-dealer solutions for anyone seeking help meeting their financial goals. That’s true of a lot of firms, so what sets us apart?
WMS was born from the belief that no two investors are alike. After decades in the financial industry, our team fully understands that sound financial guidance depends as much on a tailored financial plan as on an advisor. We believe starting with a solid foundation built around each client’s needs and aspirations produces strong results.
Our advisors operate under the fiduciary standard—the strictest duty of care recognized by the US legal system. “Fiduciary standard” means we are legally responsible to act in your best interest. As a result, our clients have come to expect honest advice rooted in their interests, not ours.
Communication is key, and we don’t mean just sending you quarterly status reports. We keep our advisor-to-client ratio low so our clients get more than just the attention they need – they get the attention they Want. Our communication schedule is built around your comfort level, so if you want to hear more or less from us, just let us know.
We’re proactive about staying in touch. When you come in for a face-to-face, we can set up your next appointment on the spot. We believe an educated clientele is a good thing, so we will email you reports and articles relevant to you and your needs.
Communication goes both ways, so if you have something on your mind, feel free to call or send an email anytime.
*Registration As An Investment Adviser Does Not Imply A Certain Level Of Skill Or Training.
If at any point you would like more information on a member of our staff
you can check their credentials and background on FINRA’s Broker Check website.
In addition to other credentials, all advisors on staff are CERTIFIED FINANCIAL PLANNERS™ (CFPs®), which requires continuing education in the disciplines of financial planning and wealth management.
Our Real Life Experience
Members of our team have helped clients through some of the toughest financial times of the last three decades: the US crash of ‘87, the Asian crash of ‘89, the dot-com bubble of ‘00-’02, and the recession of ‘07.
As an independent firm, We maintain total control over our clients’ portfolios. We have access to the entire world of investment and risk management solutions. We don’t report to a home office, we report to you.
Our Diverse Backgrounds
Prior experience in commodities trading gives us a perspective on risk that many other firms may lack. Much like our client base, our partners span multiple generations
Meet the team behind WMS
When you work with our firm, you are working with a group of professionals who are all connected
by one common denominator — putting their clients’ needs ahead of their own.